Here are some quick observations on social media compliance issues for financial services firms, following a workshop I attended yesterday at BDI.  There were great insights and lively discussions. First, adoption of social media by financial services firms is still in its early stages, but it’s growing.  Since FINRA issued regulatory guidance in January 2010, […]

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I am happy to report that our business continues to grow.  In recent months, we have helped clients use communications take risk to reach their goals and to manage risk when faced with the unexpected.  Notable assignments included: Leading a message-development program for top officials of an industry association facing legislative challenges at the state […]

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